Tvia, Inc. Schedule 13G Amendment

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BmbnJA4dlPTs7hG/+ig4A4o8Ig/kpzgxXxhPSJWX13+quU2vnDY1HJPuXzg9t4pL nln6hkFgo4OR5yB/3HxEyA== 0000950134-04-001858.txt : 20040217 0000950134-04-001858.hdr.sgml : 20040216 20040213185736 ACCESSION NUMBER: 0000950134-04-001858 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TVIA INC CENTRAL INDEX KEY: 0001109279 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943175152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60755 FILM NUMBER: 04601537 BUSINESS ADDRESS: STREET 1: 4001 BURTON DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089828588 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRAPHICS SYSTEMS INC DATE OF NAME CHANGE: 20000314 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LIU KENNY CENTRAL INDEX KEY: 0000923064 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4001 BURTON DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 MAIL ADDRESS: STREET 2: 4001 BURTON DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 SC 13G/A 1 f96469a2sc13gza.htm AMENDMENT TO SCHEDULE 13G Tvia, Inc. Schedule 13G Amendment


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

Tvia, Inc.

(Name of Issuer)

Common Stock, par value $.001

(Title of Class of Securities)

87307P 10 1

(CUSIP Number)

December 31, 2003

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:


o		Rule 13d-1(b)




o		Rule 13d-1(c)




x		Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

SEC 1745 (12-02)


CUSIP No.	13 G

1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).

Kenny Liu

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a) o

(b) o

3. SEC Use Only

4. Citizenship or Place of Organization

United States

5. Sole Voting Power

227,650 shares

Number of 6. Shared Voting Power

Shares 1,017,744 shares /1/

Beneficially

Owned by Each 7. Sole Dispositive Power

Reporting 227,650 shares

Person

With: 8. Shared Dispositive Power

1,017,744 shares /1/

9. Aggregate Amount Beneficially Owned by Each Reporting Person

1,295,394 shares

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

11. Percent of Class Represented by Amount In Row (9)

5.5%

12. Type of Reporting Person (See Instructions)

IN

/1/

Includes 884,412 shares which are directly held by the Liu-Lee Family Trust, of which Mr. Liu is a trustee. The remaining 133,332 shares are directly held by Mr. Liu’s minor children.

Item 1(a) Name of Issuer:

Tvia, Inc.

Item 1(b) Address of Issuer’s Principal Executive Offices:

4001 Burton Avenue, Santa Clara, California 95054

Item 2(a) Name of Person Filing:

Kenny Liu

Item 2(b) Address of Principal Business Office or, if none, Residence:

4001 Burton Avenue, Santa Clara, California 95054

Item 2(c) Citizenship:

United States

Item 2(d) Title of Class of Securities:

Common Stock, $.001 par value

Item 2(e) CUSIP Number:

87307P 10 1

Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

)

Broker or Dealer registered under Section 15 of the Act

)

Bank as defined in section 3(a) (6) of the Act

)

Insurance Company as defined in section 3(a) (19) of the Act

)

Investment Company registered under section 8 of the Investment Company Act

)

Investment Adviser in accordance with Section 240.13d-1(b)(1)(ii)(E)

)

An employee benefit plan or an endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F)

)

Parent holding company or control person in accordance with Section 240.13d-1(b)(ii)(G)

)

A saving association as defined in Section 3(b) of the Federal Deposit Insurance Act

)

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940

)

Group, in accordance with Section 240.13d-1(b)(ii)(J)

Not applicable.

Item 4. Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a) Amount beneficially owned: 1,245,394 shares of Common Stock

(b) Percent of class: 5.5%. The calculation of percentage of beneficial ownership was based on 22,453,022 shares of Common Stock outstanding as of December 31, 2003.

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 227,650 shares

(ii) Shared power to vote or to direct the vote: 1,017,744 shares, which includes 884,412 shares which are directly held by the Liu-Lee Family Trust, of which Mr. Liu is a trustee. The remaining 133,332 shares are directly held by Mr. Liu’s minor children.

(iii) Sole power to dispose or to direct the disposition of: 227,650 shares

(iv) Shared power to dispose or to direct the disposition of: 1,017,744 shares, which includes Shared power to vote or to direct the vote: 1,017,744 shares, which includes 884,412 shares which are directly held by the Liu-Lee Family Trust, of which Mr. Liu is a trustee. The remaining 133,332 shares are directly held by Mr. Liu’s minor children.

Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].

Item 6. Ownership of More than Five Percent on Behalf of Another Person

Not applicable.


Item 7.		Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

Item 8. Identification and Classification of Members of the Group

Not applicable.

Item 9. Notice of Dissolution of Group

Not applicable.

Item 10. Certifications

Not applicable.

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 13, 2004.

/s/ Kenny Liu

Kenny Liu

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	5.	Sole Voting Power

		227,650 shares
Number of	6.	Shared Voting Power
Shares		1,017,744 shares /1/
Beneficially
Owned by Each	7.	Sole Dispositive Power
Reporting		227,650 shares
Person
With:	8.	Shared Dispositive Power
		1,017,744 shares /1/

	(a)		Amount beneficially owned: 1,245,394 shares of Common Stock

	(b)		Percent of class: 5.5%. The calculation of percentage of beneficial ownership was based on 22,453,022 shares of Common Stock outstanding as of December 31, 2003.

	(c)		Number of shares as to which the person has: